Harriet Christie

Harriet Christie

Chief Operating Officer at Mirrorweb
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Bio Having started my Mirrorweb career as a Key Account Manager, I was appointed Chief Operating Officer in 2020. Since then, I've helped oversee the evolution of the MirrorWeb product and service offering, as well as the business' expansion. Career History I graduated from the University of Sheffield in 2010, with a BA in Management Accounting, Entrepreneurship, Business Law, BSR, HR. I quickly entered the Tourism space, starting as an Accounts Executive at LateRooms.com, and earning the title of Global Accounts Manager within 3 years. I occupied this role for a further 5 years, before taking up my role as Key Account Manager at MirrorWeb, a data archiving solution based in Manchester - https://www.mirrorweb.com/

Blogs

RegTech

Whatsapp Compliance, Self-Reporting, and Ripping off the Bandaid

09 Apr 2024

The Securities Exchange Commission (SEC) is trying to instigate deep cultural change around compliance following a high-profile crackdown on ‘off-channel’ communications. Many firms find themselves in a difficult scenario – a kind of regulatory purgatory where they know that they need to make significant changes to their recordkeeping infrastruct...

RegTech

FINRA Report 2024: Recordkeeping Takeaways

26 Feb 2024

The Financial Industry Regulatory Authority (FINRA) recently released its annual regulatory oversight report for 2024. This has been shared to provide firms with key insights and observations from the regulator’s recent operations, with the aim of improving transparency and strengthening compliance programs for businesses in the finance sector. ...

Fintech

Gurbir Grewal and 'A Culture of Proactive Compliance'

17 Jan 2024

When a new year begins, it’s natural to reflect on our direction and make improvements where we can. This doesn't just apply to individuals, but organizations too – it's a clean slate across the board. As we enter 2024, the Director of the SEC’s Division of Enforcement, Gurbir Grewal, is focused less on resolutions, and more an actual revolution. ...

Regulatory Reporting

How the SEC keeps raising the stakes on mobile messaging

08 Nov 2023

When JP Morgan Chase was fined $200 million for recordkeeping failures in 2021, it felt monumental. While ‘ephemeral messaging’ penalties were admittedly a new proposition, the size of the levy should have drawn a line in the sand and led to a tectonic shift in compliance procedures for financial services organizations. What has unfolded since has...